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Sanitation in urban and peri-urban areas of Cap-Haitien: the promotion of different latrine options through a social marketing approach

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par Rémi Kaupp
University of Southampton - M.Sc Engineering for Development 2006
  

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4.2 Methodology

4.2.1 Semi-structured interviews with key informants

A range of key informants were interviewed in a semi-structured way, in order to get

a better idea of the different stakeholders in sanitation in Cap-Haitien. The objectives were different for each organisation, but usually included: the level of involvement

in sanitation; its capacities, assets, current and past projects; its problems and possible

solutions; the relationships the organisation has with other organisations from the public and private sector and NGOs; the way sanitation is perceived and addressed.

The organisations interviewed were:


· The City Council, with Mr. Paul Calixte, deputy Mayor, as they have built three public latrines in the city centre.


· The Ministry of Public Health and Population (MSPP); partly with Dr. Robert Jasmin, head of the Ministry for the Département du Nord, and partly with the seven technicians responsible for sanitation. The MSPP used to be responsible for latrine construction and latrine pit emptying some 15 years ago.


· The Délégation is the governing body of the Département du Nord (North Re- gion). The researcher met the Délégué (head of the Délégation) who is aiming at coordinating the actions of all NGOs in the area.


· The local NGO GTIH (Groupement Technologie Intermédiaire Haïti), with Wedner Saintidor, head of the Cap-Haitien office. GTIH takes part in the EU-funded project, and is supposed to be responsible for the sanitation part.


· The EPPLS (Entreprise Publique de Promotion de Logements Sociaux), with Henry Claude Hilaire, which is an autonomous organisation involved in social housing countrywide; they are also managing the communal latrines in those housing es- tates.


· Through EPPLS, it was possible to get in contact with bayakous, who are the people emptying latrines. A meeting was organised at daytime, but it was not possible to meet them while they were working, as they only work at night. The meeting was nonetheless useful to understand their working conditions.


· The organisation FEKOKAP (Fédération des Comités de Quartier de Cap-Haïtien), with Dr. Daniel Albert. It is a federation of local area committees, and has fi- nanced some small water & sanitation-related projects in the last years, including

7 public latrines throughout the city.


· The private company Jedco which is the only company doing latrine pit emptying

in the city. The researcher met Jacques Pierre, local manager, on two occasions.


· The private company SaniPlus was interviewed on the phone as they do not have

an office in Cap-Haitien. They are involved in the management of hospital haz- ardous waste, and it was thought that their business model could be applicable to the project.

In addition, the researcher met representatives from various CBOs. Only two of these

CBOs were currently doing activities related to sanitation, but most of them were willing

to, presumably because they knew Oxfam had money to spend in this area. The only

organisations even slightly involved in sanitation were ORCH (Organisation pour la

rénovation du Cap-Haïtien) removing solid waste in the city centre and UJDM (Union des Jeunes De Marchand) who renovated an old public latrine. Other organisations interviewed included the Comité Solidarité de Madeline (involved in social housing), Comité APUP (involved in «road building» by buying solid waste) or Comité Ti Marc (involved in cleaning drainage channels)

The interviews were semi-structured, meaning that the researcher used a set of ques- tions or topics as a guide during the conversation, but the questions were not formal:

the aim was also to let the interviewees speak by themselves, so that they could express their own perceptions and problems. See Appendix B on page 68 for an example of questions asked, in this case with the head of the MSPP.

4.2.2 Field visits

Field visits were carried out in many areas of the city. The objectives were:


· to analyse rapidly the existing sanitation conditions in different areas; this in- cluded visible practices but also an inspection of communal and public latrines, when possible.


· to identify physical constraints such as soil conditions, water table proximity, wa-

ter availability, access, housing density, etc.


· to try to identify human constraints such as level of poverty, access to services, etc. : during those visits, it was often possible to meet a member of a local com- mittee who would act as a key informant, leading to other key people in the area.


· using those results, divide the city in different types of areas with regard to the possibilities and limitations for potential sanitation solutions. By doing so, it would then be possible to try an option as a pilot project in a given area, and then

if successful to replicate it in similar areas.

This division has not been made solely using the field visits but also using feedback from the interviews, and experience from Oxfam staff; as most of them are locals and have grown up in Cap-Haitien, their experience and perception of the city has helped

the researcher.

4.2.3 The demand tool: household survey

Once this classification into different areas has been done, a household survey has been undertaken in sample areas. The objectives were to answer questions from this research and also to be useful to the local staff by providing valuable information on current practices. Thus, the objectives were:


· to have a better idea of current defecation and associated practices (such as hand-

washing), and of the types of latrines currently in use.


· to get data on the possibilities for sanitation marketing, which includes the level

of demand for improved products, the state of the current supply chain and com- munication channels.

Questionnaire design

A first questionnaire was used as the basis for this survey, coming from past surveys conducted by the London School of Hygiene and Tropical Medicine (LSHTM); the ques- tionnaire was mainly aimed at gauging the demand for improved latrine products and services, thus called «the demand tool». It was altered to include specific objectives for this research. The final questionnaire is included in Appendix G on page 82; before reaching this form, it undertook several alterations, using comment from various people including local Oxfam staff, the researcher's supervisor and academics from LSHTM.

Its layout was prepared using forms already used by Oxfam.

It was decided to switch from closed questions to more open questions, without hav- ing tickboxes matching possible answers; open questions avoid influencing the respon- dent and allow the researcher to analyse the results without having a fixed workframe in mind. The aim was not so much to get proportions of people in a given situation as to

get meaningful answers, on which to reflect to build possible solutions.

The final questionnaire comprises 5 sections: Socio-demographic aspects, current defecation practices, latrine owners, non-latrine owners, and economics. The respon- dents would answer either section 3 (latrine owners) or 4 (non-latrine owners), which limited the total time per interview to less than 20 minutes. The questionnaire comprised

an additional «Observations» part. The interviews started with an opening statement in- troducing the researcher and the assistant, explaining the aim of the study and asking politely whether selected people would have 20 minutes to spare; a closing statement thanked them and asked for additional comments or queries.

Questionnaire testing

The questionnaire was tested with some Oxfam staff members, and subsequently in the field. The order of the questions appeared to be a sensitive topic. It was decided to keep

the most sensitive questions for the end. Surprisingly, these were about income and occupation, which seem to be quite sensitive with Haitians: these questions had to be asked tactfully and sometimes with explanations regarding their purpose. Conversely, asking about current defecation practices was not perceived as offensive even by people who practise open defecation; this may have been helped by the fact that the assistant

introduced herself as a Public Health Ministry worker, who are known to deal with such

issues.

Another issue was about the different latrine types: the original form included the question «Which type of latrine do you think is best», which appeared to be a meaning- less question in Cap-Haitien: either people had «a latrine», or they had none, as many thought that only one type of latrine exists. Finally, a supplementary question was added about public toilets: what respondents would think of one in the area, and how much they could pay to go in one. It was added partly in order to assess their willingness to pay

for sanitation, but partly because the local Water and Sanitation engineer liked the idea

of communal or public toilets, obviously as they are easy options from an engineering point of view.

Implementing the survey

The survey was conducted in four different zones, reflecting the analysis described in Section 4.2.2: Bas-Ravine, Shada, Petite-Anse and Mansui were surveyed. No zone was surveyed for the fifth type of area (better quality housing) as it was felt that they were less of a priority. A total of 103 households have been interviewed, from 20 to 34 in each area depending on the variety of responses. The choice of interviewees was restricted

to the heads of households only, in order to be able to ask about intention to buy or household income. This restriction could have led to a majority of male interviewees and thus a gender bias; however a previous survey (Valdez, 2005) has shown that almost half of the heads of households are women, which also appeared in this survey as 60%

of respondents were women.

The choice of households had to be random; however the limited time of this study meant that it was not possible to adopt fully random methods as recommended in hand- books such as Gosling and Edwards (2003). Instead, a pseudo-random method was chosen, as advised by Oxfam staff, which seems a common practice: starting from a central place in the area, the researcher would follow a certain line and pick the tenth house (or fifth house in less densely populated areas) on the right, then the tenth (resp. fifth) on the left, and so on. This would be repeated in different directions, in order to cover most of the area.

While the questionnaire was written in French to allow easy analysis further on, the questions were asked in Creole, either by the researcher for simple ones or by his as- sistant for more complex questions. Most of respondents did not speak much French and gave their answers in Creole, which could usually be understood by the researcher but were translated anyway. All households were surveyed by the researcher and his assistant, without the need for a team of interviewers.

Analysing the data and follow-up

Data was analysed using a simple spreadsheet. While making statistics was useful, noting down key sentences said by respondents was particularly useful to determine trends. Part of the analysis can be seen in Appendix H.

During the survey, it was found that one of the areas (Mansui) had benefited from

a USAID-funded latrine-building programme two years before, and all beneficiaries of this programme who were interviewed during the survey said they were dissatisfied with their latrine, for various reasons. It was decided to investigate this further by interview- ing other USAID latrine owners in the area. The whole questionnaire was too long to be used again; an informal interview took place instead with available households, concen- trating on how satisfied they were with their latrine and what were its advantages and drawbacks.

4.2.4 Focus group discussion

Following the survey and consultation with Steven Sugden, it was found that the area of Shada could be an interesting target area for a product-service package design approach (see Section 5.4.3). Some more in-depth study of the demand and real willingness to pay was required, and it was decided to conduct a focus group discussion (FGD) in this area. Given the time available, it was possible to carry out only one FGD, but more would be necessary in order to get more meaningful results.

The objectives of this FGD were both to complete the survey's shortcomings and to help design the product-service package:


· Know their aspirations: the survey only asked what they would do first if they had a bit more income. While this gives an idea of their immediate priorities, it

did not inform about their aspirations and values, which are relevant to the way a product would be promoted.


· Know more about demand for improved products, and their willingness to pay for

a particular product or service (in this case, for a low-cost latrine and a regular emptying service).


· Address the constraint of space by asking which size could be reasonably accom- modated by most households.

The questions asked can be seen in Appendix C on page 69. During the survey, a woman was interviewed who belongs to a group called Fanm pa chita («Women not sitting down»), a organisation of women who remove mud and place cement blocks on

the ground during heavy rainfall. She was willing to show their main defecation area and to explain her perception of the problems in the area. For the FGD, the researcher

returned to her and asked if he could talk with a small group of women from this organ-

isation. Nine women ended up taking part in the discussion, and one man who «helps the organisation» came after twenty minutes. The discussion lasted about 2 hours.

Two pitfalls had to be avoided during the FGD. The first was to avoid «leading» the group, while still keeping the discussion focused on the selected topics. The discus- sion actually started in «led» way, but soon became a discussion within the participants with minimal input from the researcher; this produced useful comments. The second pitfall was to avoid being perceived as members of an NGO, as they are known to pro- vide «everything for free», or at least this is the common perception1; but in order to assess the willingness to pay, this would have been problematic. At the beginning of the discussion, the researcher introduced himself as «a student»2, yet at a given point the participants understood he was working for an NGO and the change in behaviour was quite marked: when asking about «a possible price for a low-cost latrine», the price they suggested changed to a quarter of its previous value after this «understanding».

4.2.5 Workshop with partner organisations

As part of the objective «putting forward recommendations», it was considered useful during Steven Sugden's visit to organise a workshop with partner organisations (Oxfam, GTIH and MSPP). The workshop took place on two mornings with about 10 participants from these organisations, mainly water and sanitation engineers and public health work- ers. The main objectives were to define together the terms of «sanitation», «sustainable» and «excreta management» which appear in the EU project: its goal uses overused and ambiguous, but fashionable, development phrases, which tend to be misunderstood by partners; a second objective was to discuss current practices on sanitation in Cap-Haitien and potential solutions.

In particular, engineers tended to see sanitation only as the provision of drainage channels and sometimes solid waste management; very little was known about latrines apart from «simple» construction rules, inevitably leading to high-cost latrines, not even

to mention latrine marketing or promotion. It was felt that, without getting these key people to understand the concepts behind sanitation marketing, any recommendation would be lost and replaced by the «usual» practice.

A range of tools was used during the workshops, including computer presentations, active participation when drawing an F-diagram3, debates between participants and

brainstorming. The outcomes were much more precise (and agreed) definitions of «sus-

1 It was admitted by Haitians themselves, as some of them claimed that «whenever there is an interna-

tional NGO, people come in the hope to get something for free».

2 Which was also the common introduction during the survey.

3 This is the common name for a diagram showing possible transmission routes of faecal-oral diseases and ways to stop them; participation was achieved by using wet toilet paper representing the faeces and how they end up in water, on hands, etc.

tainable sanitation», yet it was felt that more work needs to be done in order to internalise

these concepts.

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